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Overview

ICBC contributes $50 million USD to a $420 million USD syndicated pre-export finance facility to Ferrexpo AG and Ferrexpo Finance plc for general corporate purposes

Commitments (Constant USD, 2023)$56,824,857
Commitment Year2011Country of ActivitySwitzerlandDirect Recipient Country of IncorporationMultiple JurisdictionsOverseas JurisdictionUnited KingdomSectorIndustry, Mining, ConstructionFlow TypeLoan

Status

Project lifecycle

Completion

Pipeline: PledgePipeline: CommitmentImplementationCompletion

Timeline

Key dates

Commitment date
Sep 6, 2011
Last repayment (originally scheduled)
Sep 4, 2016

Stakeholders

Organizations involved in projects and activities supported by financial and in-kind transfers from Chinese government and state-owned entities

Ultimate beneficial owners

At least 25% host country ownership

Funding agencies

State-owned Commercial Banks

  • ICBC (London) PLC

Cofinancing agencies

Private Sector

  • ABN AMRO Bank NV
  • Citibank, N.A.
  • Credit Suisse AG
  • ING Bank N.V.
  • JPMorgan Chase Bank, N.A. (Chase Bank, formerly the Chase Manhattan Bank)
  • Société Générale Corporate and Investment Banking (SGCIB)
  • UniCredit Bank Austria AG (formerly Bank Austria-Creditanstalt (BA-CA))

State-owned Banks

  • WestLB AG

Receiving agencies

Private Sector

  • Ferrexpo AG
  • Ferrexpo Finance plc

Guarantors

Private Sector

  • Ferrexpo plc
  • LLC Ferrexpo Yeristovo Mining (FYM) (also known as LLC Ferrexpo Yeristovo ((GOK) or (YGOK))
  • OJSC Ferrexpo Poltava Mining (FPM)

Collateral providers

Private Sector

  • Ferrexpo AG
  • Ferrexpo Middle East FZE
  • OJSC Ferrexpo Poltava Mining (FPM)

Loan description

ICBC contributes $50 million USD to a $420 million USD syndicated pre-export finance facility to Ferrexpo AG and Ferrexpo Finance plc for general corporate purposes

Interest rate (t₀)2.75161%Interest typeVariable Interest RateMaturity5 years

Collateral

Ferrexpo AG and Ferrexpo Middle East FZE pledged their bank accounts held with ING Bank N.V. and ICBC (London) plc that all proceeds from the sale of iron ore pellets under certain contracts were repaid into as security. OJSC Ferrexpo Poltava Mining, Ferrexpo AG, and Ferrexpo Middle East pledged all of their rights under certain contracts for the export of iron ore pellets as security. Ferrexpo AG and Ferrexpo Midlde East also pledged all their rights under certain contacts for the sale of iron ore pellets and their rights under certain related credit support documents as security.

Narrative

Full Description

Project narrative

On September 1, 2011, a syndicate of nine banks — including ICBC (London) plc — entered into a $420 million USD syndicated revolving pre-export finance (PxF) facility agreement with Ferrexpo AG — a Switzerland-incorporated subsidiary of England and Wales-incorporated, but Switzerland-headquartered, iron ore mining and trading company Ferrexpo plc, which has its operating companies in Ukraine — and Ferrexpo Finance plc — an England and Wales-incorporated wholly owned finance subsidiary of Ferrexpo plc — for general corporate purposes. This loan carried a maturity period of five years and an interest of LIBOR plus a margin of 225 basis points (bps) on drawn amounts. This loan carried an amortizing repayment schedule over its final 24 months and a final maturity date of July 31, 2016; it would be available until August 31, 2014, thereafter reducing in 24 equal amounts of about $17.5 million USD each. The proceeds were to be used for general corporate purposes, namely providing Ferrexpo with flexibility to develop its project pipeline. This loan was both guaranteed by Ferrexpo entities and secured (collateralized) against various rights and assets. OJSC Ferrexpo Poltava Mining (FPM) — a Ukraine-incorporated subsidiary of Ferrexpo plc that serves as its principal operating asset and production facility — and LLC Ferrexpo Yeristovo Mining (FYM) (also known as LLC Ferrexpo Yeristovo ((GOK) or (YGOK)) — a Ukraine-incorporated subsidiary of Ferrexpo plc — provided an unlimited financial and performance suretyship (guarantee) for both of the borrower's obligations. Ferrexpo plc provided a parent company guarantee. Ferrexpo AG and Ferrexpo Middle East FZE — an United Arab Emirates-incorporated wholly owned subsidiary of Ferrexpo plc for the sale of iron ore pellets — pledged their bank accounts held with ING Bank N.V. and ICBC (London) plc that all proceeds from the sale of iron ore pellets under certain contracts were repaid into as security. FPM, Ferrexpo AG, and Ferrexpo Middle East pledged all of their rights under certain contracts for the export of iron ore pellets as security. Ferrexpo AG and Ferrexpo Midlde East also pledged all their rights under certain contacts for the sale of iron ore pellets and their rights under certain related credit support documents as security. ICBC (London) contribute $50.00 million USD to the syndicate. In addition to ICBC (London), the following eight lenders contributed the respective amounts to the loan syndicate: ING Bank N.V. ($75.00 million USD), UniCredit Bank Austria AG ($75.00 million USD), Société Générale Corporate & Investment Bank (SGCIB) ($50.00 million USD), ABN AMRO Bank N.V. ($30.00 million USD), Citibank N.A. ($15.00 million USD), Credit Suisse AG ($30.00 million USD), WestLB AG ($65.00 million USD), and the London Branch of JPMorgan Chase Bank, N.A. ($30.00 million USD). ING, UniCredit, and SGCIB served as Coordinating Mandated Lead Arrangers. ING served as facility agent. UniCredit and SGCIB served as documentation co-ordinator and SG. ICBC and WestLB served as bookrunners. ICBC also served as credit support account agent. UniCredit, ABN Amro, Credit Suisse, JPMorgan, and Citibank served as participants. On October 7, 2011, the borrowers fully drew down the facility. As of September 30, 2013, $420 million USD was outstanding under the facility. As of September 30, 2014, $332.5 million USD was outstanding under the facility. On July 29, 2016, the borrowers repaid the remaining outstanding balance $420 million USD PxF after amortizing the loan in equal installments over the prior 24 months.