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Overview

ICBC contributes to $1.75 billion USD syndicated term to Carrier Global for general corporate purposes in 2020 (Linked to Record ID#105083)

Commitments (Constant USD, 2023)$82,069,736
Commitment Year2020Country of ActivityUnited StatesDirect Recipient Country of IncorporationUnited StatesOverseas JurisdictionUnited StatesSectorIndustry, Mining, ConstructionFlow TypeLoan

Status

Project lifecycle

Completion

Pipeline: PledgePipeline: CommitmentImplementationCompletion

Timeline

Key dates

Commitment date
Feb 10, 2020
Start (actual)
Mar 27, 2020
End (actual)
Dec 31, 2020
Last repayment (originally scheduled)
Feb 8, 2025

Stakeholders

Organizations involved in projects and activities supported by financial and in-kind transfers from Chinese government and state-owned entities

Ultimate beneficial owners

At least 25% host country ownership

Funding agencies

State-owned Commercial Banks

  • Industrial and Commercial Bank of China (ICBC)

Cofinancing agencies

Private Sector

  • Bank of America, N.A.
  • Bank of New York Mellon Corporation (BNY Mellon)
  • Barclays Bank PLC
  • BMO Financial Group (Bank of Montreal)
  • BNP Paribas S.A.
  • Citibank, N.A.
  • Commerzbank Aktiengesellschaft (Commerzbank AG)
  • Deutsche Bank AG
  • Goldman Sachs Bank USA
  • HSBC Bank PLC
  • Intesa Sanpaolo S.P.A. (formerly Cariplo/Banca Intesa/BCI)
  • JPMorgan Chase Bank, N.A. (Chase Bank, formerly the Chase Manhattan Bank)
  • Mizuho Bank, Ltd.
  • Morgan Stanley Bank, N.A.
  • MUFG Bank, Ltd. (Formerly Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU))
  • Royal Bank of Canada (RBC)
  • SMBC Bank International PLC (formerly Sumitomo Mitsui Banking Corporation Europe Limited (SMBCE))
  • Société Générale S.A. (SocGen or Societe Generale)
  • Standard Chartered Bank PLC
  • UniCredit Bank AG
  • Wells Fargo Bank N.A.
  • Westpac Banking Corporation

State-owned Banks

  • Bayerische Landesbank (BayernLB)

State-owned Commercial Banks

  • Bank of China (BOC)

Receiving agencies

Private Sector

  • Carrier Global Corporation

Loan description

ICBC and BOC contribute to $1.75 billion USD syndicated term to Carrier Global for general corporate purposes in 2020

Interest rate (t₀)2.97063%Interest typeVariable Interest RateLoan tenor6-month rateMaturity5 years

Narrative

Full Description

Project narrative

On February 10, 2020, financial close was reached on a deal in which a syndicate of 22 banks — including Bank of China, New York Branch, and Industrial and Commercial Bank of China Ltd, New York Branch — entered into a $1,750,000,000 USD unsecured term loan agreement with Carrier Global Corporation, a Delaware-based multinational company specializing in heating, ventilation, air conditioning (HVAC), refrigeration, fire, and security solutions. The loan facility is intended for general corporate purposes. The maturity of the loan is three years, with a scheduled maturity date of February 10, 2023, and the interest rate is based on LIBOR plus an applicable margin, depending on the borrower’s credit rating. A commitment fee of 0.125% is charged on unused commitments. The proceeds of the loan were used to to distribute $10.9 billion to United Technologies Corporation (UTC) to support Carrier's separation from UTC. While Bank of China (Record ID#105084) and ICBC (Record ID#105083) contributed to this loan, others also participated, including Goldman Sachs Bank USA, Morgan Stanley Bank, N.A., UniCredit Bank AG (New York Branch), Bank of Montreal (Chicago Branch), BNP Paribas, Deutsche Bank AG (New York Branch), Intesa Sanpaolo S.p.A. (New York Branch), Mizuho Bank, Ltd., MUFG Bank, Ltd., Sumitomo Mitsui Banking Corporation, Wells Fargo Bank, National Association, Bayerische Landesbank (New York Branch), Commerzbank AG (New York Branch), Royal Bank of Canada, Societe Generale, Standard Chartered Bank, The Bank of New York Mellon, Westpac Banking Corporation, Citibank, N.A., and HSBC Bank USA, National Association. On March 27, 2020, Carrier drew the full $1.75 billion available, and in the three months ended December 31, 2020, the company fully prepaid the $1.75 billion outstanding under the Term Loan Credit Facility. On the same day, a revolving credit facility was also signed between Carrier Global and the lenders (Record ID#105079 and #105080). On June 2, 2020, both the Revolving credit agreement and the term loan were amended.

Staff comments

1. Carrier Global Corporation is a Delaware-incorporated American multinational heating, ventilation, and air conditioning, refrigeration, and fire and security equipment corporation based in Palm Beach Gardens, Florida. Carrier was origially acquired by United Technologies in 1979, but it was spun off as an independent company 41 years later in 2020. The company is listed on New York Stock Exchange. 2. AidData estimates the interest rate by adding the 6-month average LIBOR rate and the applicable rate based on ratings. Based on the company’s credit ratings in February 2020, 1.25% interest was added to the LIBOR rate in February 2020 (1.25%+1.68%=2.93%). 3. The individual contribution of the 22 lenders to these two USD-denominated revolving credit agreement worth $1.75 billion USD is unknown. For the time being, AidData has estimated the contributions of Bank of China (New York Branch) and ICBC by assuming that each lender contributed an equal amount ($79,545,454.55 USD) to the loan syndicate.